Filing Details

Accession Number:
0001104659-23-064791
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-25 17:45:18
Reporting Period:
2023-05-23
Accepted Time:
2023-05-25 17:45:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1855447 Roth Ch Acquisition Iv Co. TYGO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1383194 C John Lipman C/O Roth Capital Partners, Llc
888 San Clemente Drive, Suite 400
Newport Beach CA 92660
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-05-23 496,765 $0.00 304,326 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase common stock Disposition 2023-05-23 50,901 $0.00 50,901 $11.50
Common Stock Warrants to purchase common stock Acquisiton 2023-05-25 265,000 $0.65 265,000 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,502 No 4 S Direct
269,502 No 4 P Direct
Footnotes
  1. The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25.
  2. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  3. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.