Filing Details
- Accession Number:
- 0001104659-23-064791
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-25 17:45:18
- Reporting Period:
- 2023-05-23
- Accepted Time:
- 2023-05-25 17:45:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1855447 | Roth Ch Acquisition Iv Co. | TYGO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1383194 | C John Lipman | C/O Roth Capital Partners, Llc 888 San Clemente Drive, Suite 400 Newport Beach CA 92660 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-05-23 | 496,765 | $0.00 | 304,326 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase common stock | Disposition | 2023-05-23 | 50,901 | $0.00 | 50,901 | $11.50 |
Common Stock | Warrants to purchase common stock | Acquisiton | 2023-05-25 | 265,000 | $0.65 | 265,000 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,502 | No | 4 | S | Direct | ||
269,502 | No | 4 | P | Direct |
Footnotes
- The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25.
- The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.