Filing Details
- Accession Number:
- 0001104659-23-064790
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-25 17:44:17
- Reporting Period:
- 2023-05-23
- Accepted Time:
- 2023-05-25 17:44:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1855447 | Roth Ch Acquisition Iv Co. | TYGO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1160634 | J Gordon Roth | C/O Roth Capital Partners, Llc 888 San Clemente Drive, Suite 400 Newport Beach CA 92660 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-05-23 | 61,273 | $0.00 | 37,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-05-23 | 472,852 | $0.00 | 289,676 | No | 4 | S | Indirect | See footnote |
Common Stock | Disposition | 2023-05-23 | 7,872 | $0.00 | 696 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to purchase common stock | Disposition | 2023-05-23 | 6,278 | $0.00 | 6,278 | $11.50 |
Common Stock | Warrants to purchase common stock | Disposition | 2023-05-23 | 48,451 | $0.00 | 48,451 | $11.50 |
Common Stock | Warrants to purchase common stock | Disposition | 2023-05-23 | 3,936 | $0.00 | 3,936 | $11.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
555 | No | 4 | S | Direct | ||
4,285 | No | 4 | S | Indirect | ||
348 | No | 4 | S | Indirect |
Footnotes
- The reporting person disposed of (i) 48,717 shares of common stock and (ii) 12,556 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $68,112.89.
- Owned by CR Financial Holdings, Inc., over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.
- Owned by Roth Capital Partners, LLC, over which Byron Roth and Gordon Roth have voting and dispositive power. The reporting person disposed of 7,872 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $42,700.76.
- The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
- The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.