Filing Details

Accession Number:
0001104659-23-064788
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-25 17:42:43
Reporting Period:
2023-05-23
Accepted Time:
2023-05-25 17:42:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1855447 Roth Ch Acquisition Iv Co. TYGO () NY
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1835871 Cr Financial Holdings, Inc. C/O Roth Capital Partners, Llc
888 San Clemente Drive, Suite 400
Newport Beach CA 92660
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-05-23 472,852 $0.00 289,676 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants to purchase common stock Disposition 2023-05-23 48,451 $0.00 48,451 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,285 No 4 S Direct
Footnotes
  1. The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.
  2. The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
  3. The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.