Filing Details
- Accession Number:
- 0001562180-23-004485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-25 16:18:16
- Reporting Period:
- 2023-05-23
- Accepted Time:
- 2023-05-25 16:18:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1907321 | Christian Follmann | C/O Hercules Capital, Inc. 400 Hamilton Avenue, Suite 310 Palo Alto CA 94301 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-23 | 253 | $13.91 | 72,179 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2023-05-24 | 455 | $13.73 | 72,634 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2023-05-24 | 455 | $13.72 | 72,179 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares acquired as dividend reinvestment shares.
- Due to administrative rounding, the number of shares of common stock beneficially owned by the reporting person was understated by one share.
Billionaire Hedge Funds
