Filing Details

Accession Number:
0001493152-23-018928
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-24 16:30:25
Reporting Period:
2020-12-22
Accepted Time:
2023-05-24 16:30:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1777319 Ciso Global Inc. CISO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428619 K Andrew Mccain 6900 E. Camelback Road, Suite 900
Scottsdale, AZ 85251
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.00001 Acquisiton 2020-12-22 250,000 $2.00 1,500,000 No 4 P Indirect Hensley & Company
Common Stock, Par Value $0.00001 Acquisiton 2021-12-31 1,500,000 $2.00 3,000,000 No 4 C Indirect Hensley & Company
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Hensley & Company
No 4 C Indirect Hensley & Company
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.00001 6.0% Unsecured Convertible Note Acquisiton 2020-12-23 0 $3,000,000.00 1,500,000 $2.00
Common Stock, Par Value $0.00001 6.0% Unsecured Convertible Note Acquisiton 2021-12-31 0 $0.00 1,500,000 $2.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-12-23 2021-12-31 No 4 P Indirect
0 2020-12-23 2021-12-31 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.00001 375,000 Indirect Andrew and Lucy McCain Family Trust
Footnotes
  1. The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  2. The Reporting Person is the executor of the Andrew and Lucy McCain Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
  3. Represents the original principal amount of the 6.0% Unsecured Convertible Note (the "Note") and excludes interest. Interest on the Note was payable monthly at a rate of 6.0% per annum. At any time prior to or on the maturity date of the Note, and subject to certain beneficial ownership limitations, the Reporting Person had the right to convert all or any portion of the outstanding principal amount of the Note and all accrued and unpaid interest thereon into shares of common stock, par value $0.00001 per share, of the Issuer at a conversion price of $2.00 per share. The conversion price was subject to adjustment for subdivision or consolidation of shares and other standard dilutive events.