Filing Details
- Accession Number:
- 0001493152-23-018928
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-24 16:30:25
- Reporting Period:
- 2020-12-22
- Accepted Time:
- 2023-05-24 16:30:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1777319 | Ciso Global Inc. | CISO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428619 | K Andrew Mccain | 6900 E. Camelback Road, Suite 900 Scottsdale, AZ 85251 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.00001 | Acquisiton | 2020-12-22 | 250,000 | $2.00 | 1,500,000 | No | 4 | P | Indirect | Hensley & Company |
Common Stock, Par Value $0.00001 | Acquisiton | 2021-12-31 | 1,500,000 | $2.00 | 3,000,000 | No | 4 | C | Indirect | Hensley & Company |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Hensley & Company |
No | 4 | C | Indirect | Hensley & Company |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.00001 | 6.0% Unsecured Convertible Note | Acquisiton | 2020-12-23 | 0 | $3,000,000.00 | 1,500,000 | $2.00 |
Common Stock, Par Value $0.00001 | 6.0% Unsecured Convertible Note | Acquisiton | 2021-12-31 | 0 | $0.00 | 1,500,000 | $2.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-12-23 | 2021-12-31 | No | 4 | P | Indirect |
0 | 2020-12-23 | 2021-12-31 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.00001 | 375,000 | Indirect | Andrew and Lucy McCain Family Trust |
Footnotes
- The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- The Reporting Person is the executor of the Andrew and Lucy McCain Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- Represents the original principal amount of the 6.0% Unsecured Convertible Note (the "Note") and excludes interest. Interest on the Note was payable monthly at a rate of 6.0% per annum. At any time prior to or on the maturity date of the Note, and subject to certain beneficial ownership limitations, the Reporting Person had the right to convert all or any portion of the outstanding principal amount of the Note and all accrued and unpaid interest thereon into shares of common stock, par value $0.00001 per share, of the Issuer at a conversion price of $2.00 per share. The conversion price was subject to adjustment for subdivision or consolidation of shares and other standard dilutive events.