Filing Details
- Accession Number:
- 0001140361-23-026317
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-23 21:04:48
- Reporting Period:
- 2023-05-19
- Accepted Time:
- 2023-05-23 21:04:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616533 | Smart Global Holdings Inc. | SGH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344018 | A Jack Pacheco | C/O Smart Global Holdings, Inc. 39870 Eureka Drive Newark CA 94560 | Evp, Coo, Pres, Mem Solutions | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2023-05-19 | 5,000 | $9.20 | 210,511 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-05-19 | 5,000 | $20.00 | 205,511 | No | 4 | S | Direct | |
| Ordinary Shares | Acquisiton | 2023-05-22 | 2,500 | $9.20 | 208,011 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2023-05-22 | 2,500 | $20.00 | 205,511 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2023-05-19 | 5,000 | $9.20 | 5,000 | $9.20 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2023-05-22 | 2,500 | $9.20 | 2,500 | $9.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 115,000 | 2030-03-12 | No | 4 | M | Direct | |
| 112,500 | 2030-03-12 | No | 4 | M | Direct |
Footnotes
- The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.
- The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.
- On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.
Billionaire Hedge Funds
