Filing Details
- Accession Number:
- 0001104659-23-063754
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-23 19:49:29
- Reporting Period:
- 2023-05-21
- Accepted Time:
- 2023-05-23 19:49:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1374545 | R Andrew Jassy | P.o. Box 81226 Seattle WA 98108-1226 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2023-05-21 | 25,000 | $0.00 | 1,989,506 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2023-05-21 | 20,100 | $0.00 | 2,009,606 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2023-05-21 | 10,000 | $0.00 | 2,019,606 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2023-05-22 | 10,258 | $114.82 | 2,009,348 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2023-05-22 | 9,840 | $115.73 | 1,999,508 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2023-05-22 | 1,827 | $116.48 | 1,997,681 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2023-05-21 | 25,000 | $0.00 | 25,000 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2023-05-21 | 20,100 | $0.00 | 20,100 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2023-05-21 | 10,000 | $0.00 | 10,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 75,000 | 2021-05-21 | 2024-02-21 | No | 4 | M | Direct |
| 60,360 | 2023-05-21 | 2024-02-21 | No | 4 | M | Direct |
| 1,210,000 | 2023-05-21 | 2031-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 65,500 | Indirect | In trust |
| Common Stock, Par Value $.01 Per Share | 9,868 | Indirect | Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/08/2022.
- Represents the weighted average sale price. The highest price at which shares were sold was $115.29 and the lowest price at which shares were sold was $114.30.
- Represents the weighted average sale price. The highest price at which shares were sold was $116.16 and the lowest price at which shares were sold was $115.30.
- Represents the weighted average sale price. The highest price at which shares were sold was $116.76 and the lowest price at which shares were sold was $116.33.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 25,000 shares on each of May 21, 2021, August 21, 2021, November 21, 2021, February 21, 2022, May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024.
- This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 20,100 shares on May 21, 2023; and 20,120 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024.
- This award vests based upon the following vesting schedule: 10,000 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 20,000 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 25,000 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026; and 50,000 shares on each of May 21, 2026, August 21, 2026, November 21, 2026, February 21, 2027, May 21, 2027, August 21, 2027, November 21, 2027, February 21, 2028, May 21, 2028, August 21, 2028, November 21, 2028, February 21, 2029, May 21, 2029, August 21, 2029, November 21, 2029, February 21, 2030, May 21, 2030, August 21, 2030, November 21, 2030, and February 21, 2031.
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