Filing Details
- Accession Number:
- 0001104659-23-063751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-23 19:46:29
- Reporting Period:
- 2023-05-21
- Accepted Time:
- 2023-05-23 19:46:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018724 | Amazon Com Inc | AMZN | Retail-Catalog & Mail-Order Houses (5961) | 911646860 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1936006 | J Douglas Herrington | P.o. Box 81226 Seattle WA 98108-1226 | Ceo Worldwide Amazon Stores | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2023-05-21 | 11,280 | $0.00 | 569,373 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2023-05-21 | 4,900 | $0.00 | 574,273 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Acquisiton | 2023-05-21 | 7,500 | $0.00 | 581,773 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2023-05-22 | 3,152 | $114.95 | 578,621 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2023-05-22 | 5,320 | $115.74 | 573,301 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 Per Share | Disposition | 2023-05-22 | 1,000 | $116.54 | 572,301 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2023-05-21 | 11,280 | $0.00 | 11,280 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2023-05-21 | 4,900 | $0.00 | 4,900 | $0.00 |
| Common Stock, Par Value $.01 Per Share | Restricted Stock Unit Award | Disposition | 2023-05-21 | 7,500 | $0.00 | 7,500 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 33,900 | 2022-05-21 | 2024-02-21 | No | 4 | M | Direct |
| 104,380 | 2022-05-21 | 2026-02-21 | No | 4 | M | Direct |
| 52,500 | 2023-05-21 | 2027-02-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, Par Value $.01 Per Share | 6,552 | Indirect | Amazon.com 401(k) plan account |
Footnotes
- This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022.
- Represents the weighted average sale price. The highest price at which shares were sold was $115.31 and the lowest price at which shares were sold was $114.32.
- Represents the weighted average sale price. The highest price at which shares were sold was $116.28 and the lowest price at which shares were sold was $115.32.
- Represents the weighted average sale price. The highest price at which shares were sold was $116.70 and the lowest price at which shares were sold was $116.33.
- Converts into Common Stock on a one-for-one basis.
- This award vests based upon the following vesting schedule: 14,640 shares on each of May 21, 2022 and August 21, 2022; 14,660 shares on each of November 21, 2022 and February 21, 2023; 11,280 shares on May 21, 2023; and 11,300 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024.
- This award vests based upon the following vesting schedule: 3,980 shares on each of May 21, 2022, August 21, 2022, November 21, 2022, and February 21, 2023; 4,900 shares on each of May 21, 2023, August 21, 2023, and November 21, 2023; 4,920 shares on February 21, 2024; 12,640 shares on May 21, 2024; 12,660 shares on each of August 21, 2024, November 21, 2024, and February 21, 2025; and 9,760 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026.
- This award vests based upon the following vesting schedule: 7,500 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, February 21, 2024, May 21, 2026, August 21, 2026, November 21, 2026, and February 21, 2027.
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