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Filing Details

Accession Number:: 0001315098-23-000083
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-23 19:43:04
Reporting Period:: 2023-05-19

Accepted Time:: 2023-05-23 19:43:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315098	Roblox Corp	RBLX	Services-Prepackaged Software (7372)	200991664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1834991	David Baszucki	C/O Roblox Corporation 970 Park Place San Mateo CA 94403	President & Ceo	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2023-05-19	375,000	$0.08	375,001	No	4	M	Direct
Class A Common Stock	Disposition	2023-05-19	324,360	$39.77	50,641	No	4	S	Direct
Class A Common Stock	Disposition	2023-05-19	50,640	$40.50	1	No	4	S	Direct
Class A Common Stock	Disposition	2023-05-19	75,000	$0.00	1,620,000	No	4	G	Indirect	See Footnote
Class A Common Stock	Acquisiton	2023-05-19	75,000	$0.00	75,000	No	4	G	Indirect	See Footnote
Class A Common Stock	Disposition	2023-05-19	64,704	$39.77	10,296	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2023-05-19	10,296	$40.50	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2023-05-19	37,500	$0.00	1,582,500	No	4	G	Indirect	See Footnote
Class A Common Stock	Acquisiton	2023-05-22	375,000	$0.08	375,001	No	4	M	Direct
Class A Common Stock	Disposition	2023-05-22	310,144	$39.67	64,857	No	4	S	Direct
Class A Common Stock	Disposition	2023-05-22	64,856	$40.39	1	No	4	S	Direct
Class A Common Stock	Disposition	2023-05-22	75,000	$0.00	1,507,500	No	4	G	Indirect	See Footnote
Class A Common Stock	Acquisiton	2023-05-22	75,000	$0.00	75,000	No	4	G	Indirect	See Footnote
Class A Common Stock	Disposition	2023-05-19	62,284	$39.68	12,716	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2023-05-22	12,716	$40.39	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2023-05-22	37,500	$0.00	1,470,000	No	4	G	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	G	Indirect	See Footnote
No	4	G	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	G	Indirect	See Footnote
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	G	Indirect	See Footnote
No	4	G	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	G	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-05-19	375,000	$0.00	375,000	$0.08
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2023-05-22	375,000	$0.00	375,000	$0.08

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,259,730		2026-03-21	No	4	M	Direct
2,884,730		2026-03-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	750,000	Indirect	See Footnote
Class A Common Stock	375,000	Indirect	See Footnote

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 17, 2023.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.23 to $40.22, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $40.23 to $40.91, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Represents a transfer of shares by the Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.
These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.
These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $40.23 to $40.90, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The shares reported in this transaction represent a gift to a charitable organization.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.24 to $40.23, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $40.24 to $40.66, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $39.24 to $40.23, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $40.24 to $40.64, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.
All of the shares subject to the option are fully vested and exercisable as of the date hereof.