Filing Details
- Accession Number:
- 0001230245-23-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-23 17:04:24
- Reporting Period:
- 2023-05-22
- Accepted Time:
- 2023-05-23 17:04:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Sandler Companies | PIPR | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538591 | R Chad Abraham | 800 Nicollet Mall Minneapolis MN 55402 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-05-22 | 2,223 | $130.27 | 27,222 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-05-23 | 2,556 | $130.31 | 24,666 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-05-23 | 550 | $131.12 | 24,116 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 55,000 | Indirect | Through Living Trust |
Footnotes
- The shares of common stock were sold pursuant to a 10b5-1 trading plan.
- The price reported in Column 4 for all transactions on this report is a weighted average price. The shares sold in footnotes (2) through (4) were sold in multiple transactions at the price ranges provided in footnotes (2) through (4). These shares in footnote (2) were sold in multiple transactions at prices ranging from $130.0000 to $130.5800 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (4) upon request by the SEC staff, the issuer or any shareholder of the issuer.
- These shares were sold in multiple transactions at prices ranging from $130.0000 to $130.9900 inclusive.
- These shares were sold in multiple transactions at prices ranging from $131.0300 to $131.5000 inclusive.
- These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary.