Filing Details
- Accession Number:
- 0001498290-23-000004
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-05-23 16:48:35
- Reporting Period:
- 2023-05-18
- Accepted Time:
- 2023-05-23 16:48:35
- Original Submission Date:
- 2023-05-22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
6176 | Ampco Pittsburgh Corp | AP | Pumps & Pumping Equipment (3561) | 251117717 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498290 | D. Frederick Disanto | 6060 Parkland Suite 200 Cleveland OH 44124 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2023-05-18 | 12,728 | $0.00 | 34,547 | No | 4 | A | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2023-05-18 | 5,236 | $2.76 | 39,783 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2023-05-19 | 4,805 | $3.07 | 44,588 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 491,517 | Indirect | See Footnote |
Common Stock, Par Value $0.01 Per Share | 42,774 | Indirect | See Footnote |
Common Stock, Par Value $0.01 Per Share | 484,535 | Indirect | See Footnote |
Common Stock, Par Value $0.01 Per Share | 49,705 | Indirect | See Footnote |
Footnotes
- Represents a grant of restricted stock acquired under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.
- These shares represent open market purchases and the amendment of the total beneficially owned share amount.
- Shares owned directly by Ancora Catalyst Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings Group, LLC ("Ancora Holdings"), the sole member of Ancora Alternatives, LLC ("Ancora Alternatives"), the General Partner of Ancora Catalyst Institutional, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares owned directly by Ancora Catalyst, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares owned directly by Ancora Merlin Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin Institutional, LP, may be deemed to beneficially own the shares owned directly by Ancora Merlin Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Shares owned directly by Ancora Merlin, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, LP, may be deemed to beneficially own the shares owned directly by Ancora Merlin, LP, for purposes of Section16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.