Filing Details

Accession Number:
0001498290-23-000004
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2023-05-23 16:48:35
Reporting Period:
2023-05-18
Accepted Time:
2023-05-23 16:48:35
Original Submission Date:
2023-05-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
6176 Ampco Pittsburgh Corp AP Pumps & Pumping Equipment (3561) 251117717
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1498290 D. Frederick Disanto 6060 Parkland
Suite 200
Cleveland OH 44124
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2023-05-18 12,728 $0.00 34,547 No 4 A Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2023-05-18 5,236 $2.76 39,783 No 4 P Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2023-05-19 4,805 $3.07 44,588 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 491,517 Indirect See Footnote
Common Stock, Par Value $0.01 Per Share 42,774 Indirect See Footnote
Common Stock, Par Value $0.01 Per Share 484,535 Indirect See Footnote
Common Stock, Par Value $0.01 Per Share 49,705 Indirect See Footnote
Footnotes
  1. Represents a grant of restricted stock acquired under the Ampco-Pittsburgh Corporation 2016 Omnibus Incentive Plan, as amended and restated as of May 18, 2023. These grants of restricted stock vest on the first anniversary of the grant date.
  2. These shares represent open market purchases and the amendment of the total beneficially owned share amount.
  3. Shares owned directly by Ancora Catalyst Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings Group, LLC ("Ancora Holdings"), the sole member of Ancora Alternatives, LLC ("Ancora Alternatives"), the General Partner of Ancora Catalyst Institutional, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  4. Shares owned directly by Ancora Catalyst, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Catalyst, LP, may be deemed to beneficially own the shares owned directly by Ancora Catalyst, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  5. Shares owned directly by Ancora Merlin Institutional, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin Institutional, LP, may be deemed to beneficially own the shares owned directly by Ancora Merlin Institutional, LP, for purposes of Section 16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  6. Shares owned directly by Ancora Merlin, LP. Mr. DiSanto, solely by virtue of his position as the Chairman and Chief Executive Officer of Ancora Holdings, the sole member of Ancora Alternatives, the General Partner of Ancora Merlin, LP, may be deemed to beneficially own the shares owned directly by Ancora Merlin, LP, for purposes of Section16. Mr. DiSanto expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.