Filing Details
- Accession Number:
- 0001062993-23-011994
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-23 16:37:05
- Reporting Period:
- 2023-05-22
- Accepted Time:
- 2023-05-23 16:37:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1579836 | D Philippe Katz | C/O Eastman Kodak Company 343 State Street Rochester NY 14650 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Acquisiton | 2023-05-22 | 3,000 | $4.59 | 155,496 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 | 2,522,011 | Indirect | Owned by KF Investors LLC |
Common Stock, Par Value $.01 | 1,569,870 | Indirect | Owned by Momar Corporation |
Common Stock, Par Value $.01 | 7,598 | Indirect | Owned by United Equities Commodities Company |
Common Stock, Par Value $.01 | 87,720 | Indirect | Owned by Marneu Holding Company |
Common Stock, Par Value $.01 | 48,875 | Indirect | Owned by 111 John Realty Corp. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 | Phantom Stock | $0.00 | 82,585 | 82,585 | Direct | ||
Common Stock, Par Value $.01 | Restricted Stock Units | $0.00 | 23,365 | 23,365 | Direct | ||
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $3.03 | 2030-05-19 | 25,297 | 25,297 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $4.53 | 2030-05-19 | 7,699 | 7,699 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $6.03 | 2030-05-19 | 7,699 | 7,699 | Direct | |
Common Stock, Par Value $.01 | Stock Option (Right to Buy) | $12.00 | 2030-05-19 | 4,400 | 4,400 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
82,585 | 82,585 | Direct | |
23,365 | 23,365 | Direct | |
2030-05-19 | 25,297 | 25,297 | Direct |
2030-05-19 | 7,699 | 7,699 | Direct |
2030-05-19 | 7,699 | 7,699 | Direct |
2030-05-19 | 4,400 | 4,400 | Direct |
Footnotes
- Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.
- Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
- Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.
- Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.
- Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
- Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
- These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders, except as otherwise provided in the award notice.
- This option has fully vested as of the date of this report.