Filing Details
- Accession Number:
- 0001140361-23-026208
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-23 13:58:46
- Reporting Period:
- 2023-05-18
- Accepted Time:
- 2023-05-23 13:58:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051343 | Community West Bancshares | CWBC | State Commercial Banks (6022) | 770446957 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1334871 | E Martin Plourd | 445 Pine Ave. Goleta CA 93117 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-18 | 25 | $10.37 | 110,575 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $7.31 | 2015-01-30 | 2024-01-30 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $6.70 | 2016-03-26 | 2025-03-26 | 1,650 | 1,650 | Direct |
| Common Stock | Stock Option (right to buy) | $6.70 | 2016-03-26 | 2025-03-26 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $6.86 | 2017-03-26 | 2026-03-26 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.30 | 2018-02-22 | 2027-02-22 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.99 | 2018-12-20 | 2027-12-20 | 10,000 | 10,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.56 | 2019-11-15 | 2028-11-15 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $10.70 | 2021-02-27 | 2030-02-27 | 20,000 | 20,000 | Direct |
| Common Stock | Stock Option (right to buy) | $6.71 | 2021-04-29 | 2030-04-29 | 3,000 | 3,000 | Direct |
| Common Stock | Stock Option (right to buy) | $9.89 | 2022-02-25 | 2031-02-25 | 25,000 | 25,000 | Direct |
| Common Stock | Stock Option (right to buy) | $12.94 | 2022-11-18 | 2031-11-18 | 20,000 | 20,000 | Direct |
| Common Stock | Restricted Stock Award | $0.00 | 2022-11-18 | 10,000 | 8,000 | Direct | |
| Common Stock | Restricted Stock Award | $0.00 | 2023-11-17 | 6,000 | 6,000 | Direct | |
| Common Stock | Stock Option (right to buy) | $14.72 | 2023-11-17 | 2032-11-17 | 10,000 | 10,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-01-30 | 20,000 | 20,000 | Direct |
| 2025-03-26 | 1,650 | 1,650 | Direct |
| 2025-03-26 | 20,000 | 20,000 | Direct |
| 2026-03-26 | 25,000 | 25,000 | Direct |
| 2027-02-22 | 20,000 | 20,000 | Direct |
| 2027-12-20 | 10,000 | 10,000 | Direct |
| 2028-11-15 | 20,000 | 20,000 | Direct |
| 2030-02-27 | 20,000 | 20,000 | Direct |
| 2030-04-29 | 3,000 | 3,000 | Direct |
| 2031-02-25 | 25,000 | 25,000 | Direct |
| 2031-11-18 | 20,000 | 20,000 | Direct |
| 10,000 | 8,000 | Direct | |
| 6,000 | 6,000 | Direct | |
| 2032-11-17 | 10,000 | 10,000 | Direct |
Footnotes
- The option was granted on January 30, 2014 under CWB 2006 Stock Option Plan and vests over five year as follows: 4,000 option shares on January 30 of 2015, 2016, 2017, 2018, and 2019.
- The option was granted on March 26, 2015, and was originally exercisable for 5,000 shares. The reporting person previously partially exercised the option to acquire 3,350 shares, thus, there are 1,650 remaining options shares underlying the option. The remaining portion of the option vests as follows: 650 shares on March 26, 2019, and 1000 shares on March 26, 2020.
- The option was granted on March 26, 2015 under CWB 2006 Stock Option Plan and vests over five year as follows: 4,000 option shares on March 26 of 2016, 2017, 2018, 2019, and 2020.
- The option was granted on March 24, 2016 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on March 24 of 2017, 2018, 2019, 2020, and 2021.
- The option was granted on February 22, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 22 of 2018, 2019, 2020, 2021, and 2022.
- The option was granted on December 20, 2017 under CWB 2014 Stock Option Plan and vests over five year as follows: 2,000 option shares on December 20 of 2018, 2019, 2020, 2021, and 2022.
- The option was granted on November 15, 2018 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on November 15 of 2019, 2020, 2021, 2022, and 2023.
- The option was granted on February 27, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 4,000 option shares on February 27 of 2021, 2022, 2023, 2024, and 2025.
- The option was granted on April 29, 2020 under CWB 2014 Stock Option Plan and vests over five year as follows: 600 option shares on April 29 of 2021, 2022, 2023, 2024, and 2025.
- The option was granted on February 25, 2021 under CWB 2014 Stock Option Plan and vests over five year as follows: 5,000 option shares on February 25 of 2022, 2023, 2024, 2025, and 2026.
- The option was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 4,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026.
- The restricted stock was granted on November 18, 2021 under CWB 2020 Omnibus Plan and vests over five year as follows: 2,000 option shares on November 18 of 2022, 2023, 2024, 2025, and 2026. 2,000 restricted stock shares vested on 11/18/2022. Remaining balance unvested is 8,000.
- The restricted stock was granted on November 17, 2022 under CWB 2020 Omnibus Plan and vests over five year as follows: 1,200 option shares on November 17 of 2023, 2024, 2025, 2026, and 2027.
- The option was granted on November 17, 2022 under CWB 2020 Omnibus Plan and vests over five year as follows: 2,000 option shares on November 17 of 2023, 2024, 2025, 2026, and 2027.
- Not applicable.
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