Filing Details
- Accession Number:
- 0001230245-23-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-22 17:23:59
- Reporting Period:
- 2023-05-18
- Accepted Time:
- 2023-05-22 17:23:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Sandler Companies | PIPR | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1538591 | R Chad Abraham | 800 Nicollet Mall Minneapolis MN 55402 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-05-18 | 100 | $130.00 | 29,545 | No | 4 | S | Direct | |
Common Stock | Disposition | 2023-05-19 | 100 | $130.00 | 29,445 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 55,000 | Indirect | Through Living Trust |
Footnotes
- The share of common stock was sold pursuant to a 10b5-1 trading plan.
- These shares are held in a revocable living trust, of which the reporting person and the reporting person's spouse are trustees, and the reporting person is a beneficiary.