Filing Details
- Accession Number:
- 0001209191-23-031498
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-22 16:59:03
- Reporting Period:
- 2023-05-18
- Accepted Time:
- 2023-05-22 16:59:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd. | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033714 | J Paul Plante | 40W267 Keslinger Road Po Box 393 Lafox IL 60147 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-18 | 5,000 | $6.90 | 5,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-18 | 5,000 | $9.10 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-18 | 5,000 | $7.66 | 15,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-05-18 | 15,000 | $18.09 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-05-18 | 5,000 | $0.00 | 5,000 | $6.90 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-05-18 | 5,000 | $0.00 | 5,000 | $9.10 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2023-05-18 | 5,000 | $0.00 | 5,000 | $7.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-10-03 | 2026-10-03 | No | 4 | M | Direct |
| 0 | 2018-08-20 | 2028-08-20 | No | 4 | M | Direct |
| 0 | 2021-07-19 | 2031-07-19 | No | 4 | M | Direct |
Footnotes
- The price reported is the weighted average price of multiple trades at prices ranging from $18.00 to $18.155 per share, inclusive. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the issuer, full information regarding the number of shares sold at each price within the reported range.
Billionaire Hedge Funds
