Filing Details

Accession Number:
0000899243-23-013422
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-19 18:44:33
Reporting Period:
2023-03-01
Accepted Time:
2023-05-19 18:44:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819994 Rocket Lab Usa Inc. RKLB Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1045849 D Michael Griffin C/O Rocket Lab Usa, Inc.
3881 Mcgowen Street
Long Beach CA 90808
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-03-01 50,689 $0.00 88,779 No 4 J Direct
Common Stock Acquisiton 2023-03-01 50,689 $0.00 50,689 No 4 J Indirect By LogiQ, Inc.
Common Stock Disposition 2023-05-17 50,689 $4.40 0 No 4 S Indirect By LogiQ, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect By LogiQ, Inc.
No 4 S Indirect By LogiQ, Inc.
Footnotes
  1. The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest.
  2. The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.