Filing Details
- Accession Number:
- 0000899243-23-013422
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-19 18:44:33
- Reporting Period:
- 2023-03-01
- Accepted Time:
- 2023-05-19 18:44:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1819994 | Rocket Lab Usa Inc. | RKLB | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1045849 | D Michael Griffin | C/O Rocket Lab Usa, Inc. 3881 Mcgowen Street Long Beach CA 90808 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2023-03-01 | 50,689 | $0.00 | 88,779 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2023-03-01 | 50,689 | $0.00 | 50,689 | No | 4 | J | Indirect | By LogiQ, Inc. |
Common Stock | Disposition | 2023-05-17 | 50,689 | $4.40 | 0 | No | 4 | S | Indirect | By LogiQ, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | By LogiQ, Inc. |
No | 4 | S | Indirect | By LogiQ, Inc. |
Footnotes
- The reporting person transferred these shares to LogiQ, Inc., a corporation controlled by the reporting person and in which the reporting person holds a 50% economic interest.
- The reporting person disclaims beneficial ownership of any securities held by LogiQ, Inc. except to the extent of their pecuniary interest therein.