Filing Details
- Accession Number:
- 0001104659-23-062788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-19 17:59:21
- Reporting Period:
- 2023-05-17
- Accepted Time:
- 2023-05-19 17:59:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1823144 | Composecure Inc. | CMPO | Finance Services (6199) | 852749902 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1885866 | Walter Timothy Fitzsimmons | C/O Composecure, Inc. 309 Pierce Street Somerset NJ 08873 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-05-17 | 100,000 | $0.01 | 513,906 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-05-17 | 100 | $7.50 | 513,806 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-05-17 | 25,000 | $7.46 | 488,806 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-05-17 | 30,000 | $7.45 | 458,806 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-05-17 | 29,900 | $7.42 | 428,906 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-05-17 | 15,000 | $7.43 | 413,906 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-05-17 | 100,000 | $0.00 | 100,000 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
565,566 | 2025-05-10 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average price of the sale of 25,000 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.40 to 7.54, inclusive.
- Reflects the weighted average price of the sale of 30,000 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.40 to 7.49, inclusive.
- Reflects the weighted average price of the sale of 29,900 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.40 to 7.49, inclusive.
- Reflects the weighted average price of the sale of 15,000 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.39 to 7.4869, inclusive.
- Includes (i) 91,683 restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting, (ii) 91, 683 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting,
- (iii) 187,500 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 250,000 RSUs, for which the remaining 187,500 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (iv) 43,040 shares of Class A Common Stock owned directly by the reporting person.
- The stock option vested 60% on the fourth anniversary of the grant date and the remaining 40% vested on the fifth anniversary of the grant date.