Filing Details
- Accession Number:
- 0001181431-11-039504
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 10:45:41
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 10:45:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1366684 | Homeaway Inc | AWAY | Services-Computer Processing & Data Preparation (7374) | 200970381 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1513985 | Gordon Carl Shepherd | 1011 W. Fifth Street, Suite 300 Austin TX 78703 | Chief Strategy & Dev. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-04-01 | 187,500 | $2.06 | 575,421 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-07-05 | 85,000 | $25.11 | 490,421 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-07-05 | 17,103 | $0.00 | 507,524 | No | 4 | C | Direct | |
Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 133,741 | $0.00 | 0 | No | 4 | J | Direct | |
Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 45,839 | $0.00 | 0 | No | 4 | J | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Direct | |
No | 4 | J | Direct | |
No | 4 | J | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-02-10 | 100,000 | $0.00 | 100,000 | $19.97 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2011-04-01 | 187,500 | $0.00 | 187,500 | $2.06 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-07-05 | 17,103 | $0.00 | 17,103 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2021-02-10 | No | 4 | A | Direct | |
0 | 2017-01-30 | No | 4 | M | Direct | |
0 | No | 4 | C | Direct |
Footnotes
- The Series C Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $1.40 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $283,472.29.
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price equal to $2.00 per share plus an additional amount equal to the accumulated dividends on such shares for aggregate proceeds of $129,173.05.
- Vested as to 1/16th of the shares subject to the option on May 10, 2011 and as to 1/48th of the shares subject to the option each month thereafter.
- Vested as to 1/16th of the shares subject to the option on April 30, 2007 and as to 1/48th of the shares subject to the option each month thereafter.