Filing Details
- Accession Number:
- 0001181431-11-039503
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-05 10:45:09
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-07-05
- Accepted Time:
- 2011-07-05 10:45:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1366684 | Homeaway Inc | AWAY | Services-Computer Processing & Data Preparation (7374) | 200970381 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1034604 | Brian Sharples | 1011 W. Fifth Street, Suite 300 Austin TX 78703 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-01 | 60,000 | $2.06 | 203,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-07-05 | 200,000 | $25.11 | 1,152,513 | No | 4 | S | Indirect | By Moose Pond Investments, LP |
| Common Stock | Acquisiton | 2011-07-05 | 11,402 | $0.00 | 11,402 | No | 4 | C | Indirect | By The Chloe Marie Sharples 1998 Trust |
| Common Stock | Acquisiton | 2011-07-05 | 11,402 | $0.00 | 11,402 | No | 4 | C | Indirect | By The Emma Jette Sharples 2002 Trust |
| Common Stock | Acquisiton | 2011-07-05 | 11,403 | $0.00 | 11,403 | No | 4 | C | Indirect | By The Hawken Drake Sharples 2009 Trust |
| Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 325,868 | $0.00 | 0 | No | 4 | J | Indirect | By Moose Pond Investments, LP |
| Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 2,262 | $0.00 | 0 | No | 4 | J | Indirect | By The Chloe Marie Sharples 1998 Trust |
| Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 2,262 | $0.00 | 0 | No | 4 | J | Indirect | By The Emma Jette Sharples 2002 Trust |
| Series A Redeemable Preferred Stock | Disposition | 2011-07-05 | 2,261 | $0.00 | 0 | No | 4 | J | Indirect | By The Hawken Drake Sharples 2009 Trust |
| Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 145 | $0.00 | 0 | No | 4 | J | Indirect | By The Chloe Marie Sharples 1998 Trust |
| Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 145 | $0.00 | 0 | No | 4 | J | Indirect | By The Emma Jette Sharples 2002 Trust |
| Series B Redeemable Preferred Stock | Disposition | 2011-07-05 | 145 | $0.00 | 0 | No | 4 | J | Indirect | By The Hawken Drake Sharples 2009 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Indirect | By Moose Pond Investments, LP |
| No | 4 | C | Indirect | By The Chloe Marie Sharples 1998 Trust |
| No | 4 | C | Indirect | By The Emma Jette Sharples 2002 Trust |
| No | 4 | C | Indirect | By The Hawken Drake Sharples 2009 Trust |
| No | 4 | J | Indirect | By Moose Pond Investments, LP |
| No | 4 | J | Indirect | By The Chloe Marie Sharples 1998 Trust |
| No | 4 | J | Indirect | By The Emma Jette Sharples 2002 Trust |
| No | 4 | J | Indirect | By The Hawken Drake Sharples 2009 Trust |
| No | 4 | J | Indirect | By The Chloe Marie Sharples 1998 Trust |
| No | 4 | J | Indirect | By The Emma Jette Sharples 2002 Trust |
| No | 4 | J | Indirect | By The Hawken Drake Sharples 2009 Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Acquisiton | 2011-02-10 | 1,000,000 | $0.00 | 1,000,000 | $19.97 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-06-01 | 60,000 | $0.00 | 350,000 | $2.06 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-07-05 | 11,402 | $0.00 | 11,402 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-07-05 | 11,402 | $0.00 | 11,402 | $0.00 |
| Common Stock | Series C Convertible Preferred Stock | Disposition | 2011-07-05 | 11,403 | $0.00 | 11,403 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,000,000 | 2021-02-10 | No | 4 | A | Direct | |
| 290,000 | 2017-01-30 | No | 4 | M | Direct | |
| 0 | No | 4 | J | Indirect | ||
| 0 | No | 4 | J | Indirect | ||
| 0 | No | 4 | J | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 200,000 | Indirect | By Sharples Venture Partners, LP |
Footnotes
- 143,000 of such shares are subject to a right of repurchase by HomeAway, Inc. that lapses on December 31, 2011.
- The reporting person is the limited partner of Moose Pond Investments, LP and the sole manager of Moose Pond Mgt., LC, the general partner of Moose Pond Investments, LP, and has voting and dispositive power over the shares held by Moose Pond Investments, LP.
- The reporting person is a general partner of Sharples Venture Partners, LP and has sole voting and dispositive power over the shares held by Sharples Venture Partners, LP.
- The Series C Convertible Preferred Stock, which was previously convertible at any time and had no expiration date, converted into HomeAway, Inc. common stock on a one-for-one basis.
- The reporting person is the trustee of The Chloe Marie Sharples 2002 Trust and has voting and dispositive power over the shares held by the trust.
- The reporting person is the trustee of The Emma Jette Sharples 2002 Trust and has voting and dispositive power over the shares held by the trust.
- The reporting person is the trustee of the Hawken Drake Sharples 2009 Trust and has voting and dispositive power over the shares held by the trust.
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price of $1.40 per share plus an additional amount equal to accumulated dividends on such shares for aggregate proceeds of $690,697.31 to Moose Pond Investments, LP, $4,794.45 to each of The Chloe Marie Sharples 1998 Trust and The Emma Jette Sharples 2002 Trust, and $4,792.33 to The Hawken Drake Sharples 2009 Trust.
- The reported securities were mandatorily redeemable by HomeAway, Inc. upon the closing of its initial public offering and were accordingly redeemed by HomeAway, Inc. at a price of $2.00 per share plus an additional amount equal to accumulated dividends on such shares for aggregate proceeds of $408.61 to each of The Chloe Marie Sharples 1998 Trust, The Emma Jette Sharples 2002 Trust, and The Hawken Drake Sharples 2009 Trust.
- Vested as to 1/16th of the shares subject to the option on May 10, 2011 and as to 1/48th of the shares subject to the option each month thereafter.
- Vested as to 1/16th of the shares subject to the option on April 30, 2007 and as to 1/48th of the shares subject to the option each month thereafter.
Billionaire Hedge Funds
