Filing Details
- Accession Number:
- 0001213900-23-041421
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-19 12:54:52
- Reporting Period:
- 2023-05-17
- Accepted Time:
- 2023-05-19 12:54:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1772720 | Spruce Power Holding Corp | SPRU | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1698985 | S. Christian Fong | 1875 Lawrence Street, Suite 320 Denver CO 80202 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-05-17 | 50,000 | $0.80 | 1,586,862 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100,000 | Indirect | See Footnote |
Common Stock | 450 | Indirect | See Footnote |
Footnotes
- The price reported above is the weighted average transaction price. The range of prices for such transactions is $0.795 to $0.7998. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares purchased at each separate price.
- The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.
- The shares are held by the reporting person's son, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.