Filing Details
- Accession Number:
- 0001209191-23-030861
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-18 21:19:35
- Reporting Period:
- 2022-10-03
- Accepted Time:
- 2023-05-18 21:19:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1818502 | Oppfi Inc. | OPFI | Finance Services (6199) | 851648122 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1874705 | J. Christopher Mckay | 130 E. Randolph Street Suite 3400 Chicago IL 60601 | Chief Risk & Analytics Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-10-03 | 15,403 | $0.00 | 15,403 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-10-03 | 3,291 | $2.34 | 12,112 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2023-05-16 | 1,426 | $2.07 | 34,103 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2023-05-16 | 7,701 | $0.00 | 41,804 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-05-16 | 1,876 | $2.07 | 39,928 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2022-10-03 | 15,403 | $0.00 | 15,403 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2023-05-16 | 7,701 | $0.00 | 7,701 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
46,210 | No | 4 | M | Direct | ||
38,509 | No | 4 | M | Direct |
Footnotes
- On October 3, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022.
- Represents shares sold to satisfy tax liability upon the vesting of RSUs.
- Represents shares withheld to cover tax withholding obligations in connection with the settlement of a previously reported performance-based restricted stock unit award.
- The number of shares have been adjusted to reflect transactions that have occurred between the October 3, 2022 restricted stock unit settlement and the transaction occurring on May 16, 2023.
- On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of RSUs, which vested on January 1, 2023 and April 1, 2023.
- Represents shares withheld to cover tax withholding obligations in connection with the settlement of RSUs.
- Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.