Filing Details

Accession Number:
0001209191-23-030861
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-18 21:19:35
Reporting Period:
2022-10-03
Accepted Time:
2023-05-18 21:19:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1818502 Oppfi Inc. OPFI Finance Services (6199) 851648122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1874705 J. Christopher Mckay 130 E. Randolph Street
Suite 3400
Chicago IL 60601
Chief Risk & Analytics Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2022-10-03 15,403 $0.00 15,403 No 4 M Direct
Class A Common Stock Disposition 2022-10-03 3,291 $2.34 12,112 No 4 S Direct
Class A Common Stock Disposition 2023-05-16 1,426 $2.07 34,103 No 4 F Direct
Class A Common Stock Acquisiton 2023-05-16 7,701 $0.00 41,804 No 4 M Direct
Class A Common Stock Disposition 2023-05-16 1,876 $2.07 39,928 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2022-10-03 15,403 $0.00 15,403 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2023-05-16 7,701 $0.00 7,701 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
46,210 No 4 M Direct
38,509 No 4 M Direct
Footnotes
  1. On October 3, 2022, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of restricted stock units ("RSUs"), which vested on October 1, 2022.
  2. Represents shares sold to satisfy tax liability upon the vesting of RSUs.
  3. Represents shares withheld to cover tax withholding obligations in connection with the settlement of a previously reported performance-based restricted stock unit award.
  4. The number of shares have been adjusted to reflect transactions that have occurred between the October 3, 2022 restricted stock unit settlement and the transaction occurring on May 16, 2023.
  5. On May 16, 2023, the reporting person received shares of Class A Common Stock, par value $0.0001 per share, of the issuer in settlement of RSUs, which vested on January 1, 2023 and April 1, 2023.
  6. Represents shares withheld to cover tax withholding obligations in connection with the settlement of RSUs.
  7. Each RSU represents a contingent right to receive one share of OppFi Inc. Class A Common Stock, par value $0.0001 per share, and was granted pursuant to the OppFi Inc. 2021 Equity Incentive Plan (the "Plan"). 25% of the RSUs will vest on the one-year anniversary of the date of grant and the remainder will vest in equal quarterly increments over the following three years, subject to the reporting person's continued service with the issuer and the terms of the Plan.