Filing Details
- Accession Number:
- 0000899243-23-013286
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-18 20:30:41
- Reporting Period:
- 2023-05-16
- Accepted Time:
- 2023-05-18 20:30:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1758488 | Onespaworld Holdings Ltd | OSW | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1063623 | I Leonard Fluxman | 770 South Dixie Highway, Suite 200 Coral Gables FL 33146 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2023-05-16 | 66,667 | $5.75 | 316,667 | No | 4 | M | Indirect | By Fluxman Family Holdings LLC |
Common Shares | Disposition | 2023-02-16 | 31,329 | $12.24 | 285,338 | No | 4 | S | Indirect | By Fluxman Family Holdings LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Fluxman Family Holdings LLC |
No | 4 | S | Indirect | By Fluxman Family Holdings LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Warrants (right to buy) | Disposition | 2023-05-16 | 66,667 | $0.00 | 66,667 | $5.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-06-12 | 2025-06-12 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 1,667,290 | Direct |
Footnotes
- On May 16, 2023, Fluxman Family Holdings LLC ("Fluxman Holdings") exercised a warrant to purchase 66,667 common shares of OneSpaWorld Holdings Ltd. ("OSW" or the "Issuer) for $5.75 a share. Fluxman Holdings paid the exercise price on a cashless basis, resulting in OSW's withholding of 31,329 common shares to pay the exercise price.
- The reporting person has voting and dispositive power over the securities held by Fluxman Holdings, and therefore may be deemed to indirectly beneficially own the securities held by Fluxman Holdings. The reporting person disclaims beneficial ownership of the securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.