Home > Insider Trading > Filing (0001706524-23-000049)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1706524	Urban-Gro Inc.	UGRO	Wholesale-Machinery, Equipment & Supplies (5080)	465158469

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1751725	Robert James Lowe	1751 Panaroma Point Suite G Lafayette CO 80026		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2023-05-18	25,000	$1.89	423,410	No	4	P	Direct
Restricted Common Stock Award ("Rsa") (Subject To Vesting)	Acquisiton	2022-06-15	17,204	$0.00	398,410	No	4	P	Direct
Common Stock	Acquisiton	2021-06-04	107,462	$0.00	381,206	No	4	J	Direct
Restricted Common Stock Award ("Rsa") (Subject To Vesting)	Acquisiton	2021-05-27	8,520	$0.00	273,744	No	4	A	Direct
Common Stock	Acquisiton	2021-02-17	137,940	$7.50	265,224	No	4	C	Direct
Common Stock	Acquisiton	2020-12-08	20,833	$2.40	127,284	No	4	P	Direct
Common Stock	Acquisiton	2020-12-07	69,021	$3.00	106,451	No	4	P	Direct
Restricted Common Stock Award ("Rsa") (Subject To Vesting)	Acquisiton	2020-05-28	14,375	$0.00	37,430	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	P	Direct
No	4	P	Direct
No	4	J	Direct
No	4	A	Direct
No	4	C	Direct
No	4	P	Direct
No	4	P	Direct
No	4	A	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Option	Acquisiton	2019-04-01	1,667	$0.00	1,667	$7.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
23,334	2019-04-01	2028-04-01	No	4	A	Direct

Footnotes

BOD Compensation 2022. The restricted Stock will vest on June 16, 2023.
Shares transferred from Reporting Person's wholly owned entity, Cloud9 Support, LLC. Shares previously reported on Form 4 as indirect ownership and holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
BOD Compensation 2021. The restricted stock will vest on May 27, 2022.
Conversion and final payment of previously reported promissory note.
BOD Compensation 2020. The restricted stock will vest on May 28, 2021.
Reporting Person's holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance.