Filing Details

Accession Number:
0001062993-23-011653
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-18 16:43:28
Reporting Period:
2023-05-16
Accepted Time:
2023-05-18 16:43:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1834045 Vintage Wine Estates Inc. VWE Beverages (2080) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1863935 A Patrick Roney 937 Tahoe Boulevard, Suite 210
Incline Village NV 89451
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-16 60,000 $1.17 270,400 No 4 P Indirect By IRA
Common Stock Acquisiton 2023-05-17 40,000 $1.18 310,400 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 81,376 Direct
Common Stock 6,516,072 Indirect By Patrick A. Roney and Laura G. Roney Trust
Footnotes
  1. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.19, inclusive. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.16 to $1.19. Mr. Roney undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. Mr. Roney and his wife, Laura G. Roney, are co-trustees of the Trust. Mr. Roney disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.