Filing Details

Accession Number:
0001275168-23-000098
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-18 10:11:20
Reporting Period:
2023-05-16
Accepted Time:
2023-05-18 10:11:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275168 Five Star Bancorp FSBC State Commercial Banks (6022) 753100966
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1855823 Eugene Larry Allbaugh C/O Five Star Bancorp
3100 Zinfandel Drive, Suite 100
Rancho Cordova CA 95670
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-16 10,000 $18.34 10,000 No 4 P Indirect Buzz Oates Group of Companies Shareholder
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Buzz Oates Group of Companies Shareholder
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 895,835 Indirect OAT Trustee
Common Stock 476,886 Indirect By self as Trustee
Common Stock 410,695 Indirect K Oates-Fairrington QSST Trustee
Common Stock 410,695 Indirect P Oates QSST Trustee
Common Stock 410,695 Indirect M Applegate QSST Trustee
Common Stock 410,695 Indirect J Oates-Holt QSST Trustee
Common Stock 10,000 Indirect Buzz Oates LLC Non-Member Manager
Footnotes
  1. Shares are held by Buzz Oates Group of Companies, of which Mr. Allbaugh is a shareholder and the Chief Executive Officer. Mr. Allbaugh has significant influence over Buzz Oates Group of Companies and may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16. Mr. Allbaugh disclaims beneficial ownership of the shares held by Buzz Oates Group of Companies, except to the extent of his pecuniary interest therein.
  2. As trustee of this trust, Mr. Allbaugh has voting and dispositive power over these shares and may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16. However, Mr. Allbaugh is not the beneficiary of this trust. Accordingly, Mr. Allbaugh disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Allbaugh is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
  3. Shares are held by the Oates Administrative Trust, for which Mr. Allbaugh serves as a trustee.
  4. Includes 1,262 unvested shares granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan with all shares scheduled to vest on December 31, 2023, provided the reporting person, Mr. Allbaugh, remains as a director with Five Star Bancorp on that date.
  5. Shares are held by the Larry and Laura Allbaugh Living Trust dated November 5, 1997, for which Mr. Allbaugh serves as a trustee.
  6. Shares are held by the QSST Subtrust of the Kathryn Oates-Fairrington Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
  7. Shares are held by the QSST Subtrust of the Philip D. Oates Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
  8. Shares are held by the QSST Subtrust of the Marvilyn E. Applegate Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
  9. Shares are held by the QSST Subtrust of the Judy Oates-Holt Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
  10. Shares are held by Buzz Oates LLC, of which Mr. Allbaugh is a non-member manager. Mr. Allbaugh disclaims beneficial ownership of the shares held by Buzz Oates LLC.