Filing Details
- Accession Number:
- 0001213900-23-040959
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2023-05-17 20:18:51
- Reporting Period:
- 2023-05-16
- Accepted Time:
- 2023-05-17 20:18:51
- Original Submission Date:
- 2023-05-16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1464790 | B. Riley Financial Inc. | RILY | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207269 | R Bryant Riley | C/O B. Riley Financial, Inc. 11100 Santa Monica Blvd., Suite 800 Santa Monica CA 90025 | Chairman And Co-Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-16 | 20,000 | $32.95 | 6,665,631 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The reporting person is filing this amendment to correct the number of shares held after the purchase from the amounts included in the filing made on the same date of May 16, 2023.
Billionaire Hedge Funds
