Filing Details
- Accession Number:
- 0001214659-23-007418
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-17 17:20:12
- Reporting Period:
- 2023-05-16
- Accepted Time:
- 2023-05-17 17:20:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 791908 | Xoma Corp | XOMA | Pharmaceutical Preparations (2834) | 522154066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1959809 | Bradley Sitko | C/O Xoma Corporation 2200 Powell Street, Suite 310 Emeryville CA 94608 | Chief Investment Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Depositary Shares - 8.375% B Cumulative Stock | Acquisiton | 2023-05-16 | 300 | $23.19 | 1,800 | No | 4 | P | Indirect | By spouse |
| Depositary Shares - 8.375% B Cumulative Stock | Acquisiton | 2023-05-16 | 100 | $23.20 | 1,900 | No | 4 | P | Indirect | By spouse |
| Depositary Shares - 8.375% B Cumulative Stock | Acquisiton | 2023-05-16 | 100 | $23.25 | 2,000 | No | 4 | P | Indirect | By spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By spouse |
| No | 4 | P | Indirect | By spouse |
| No | 4 | P | Indirect | By spouse |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Direct |
Billionaire Hedge Funds
