Filing Details

Accession Number:
0001209191-23-030120
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-17 16:00:34
Reporting Period:
2023-05-15
Accepted Time:
2023-05-17 16:00:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002047 Netapp Inc. NTAP Computer Storage Devices (3572) 770307520
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586813 George Kurian 3060 Olsen Drive
San Jose CA 95128
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2023-05-15 13,759 $0.00 154,179 No 4 M Direct
Common Shares Disposition 2023-05-15 4,865 $64.75 149,314 No 4 F Direct
Common Shares Disposition 2023-05-15 2,250 $64.50 147,064 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Disposition 2023-05-15 2,257 $0.00 2,257 $0.00
Common Stock Restricted Stock Unit Disposition 2023-05-15 11,502 $0.00 11,502 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
18,050 2022-05-15 2028-07-01 No 4 M Direct
34,508 2023-05-15 2029-07-01 No 4 M Direct
Footnotes
  1. The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2022.
  2. Restricted Stock Units convert into common stock on a one-for-one basis.
  3. On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
  4. On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.