Filing Details
- Accession Number:
- 0001209191-23-030120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-17 16:00:34
- Reporting Period:
- 2023-05-15
- Accepted Time:
- 2023-05-17 16:00:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1586813 | George Kurian | 3060 Olsen Drive San Jose CA 95128 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2023-05-15 | 13,759 | $0.00 | 154,179 | No | 4 | M | Direct | |
Common Shares | Disposition | 2023-05-15 | 4,865 | $64.75 | 149,314 | No | 4 | F | Direct | |
Common Shares | Disposition | 2023-05-15 | 2,250 | $64.50 | 147,064 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit | Disposition | 2023-05-15 | 2,257 | $0.00 | 2,257 | $0.00 |
Common Stock | Restricted Stock Unit | Disposition | 2023-05-15 | 11,502 | $0.00 | 11,502 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
18,050 | 2022-05-15 | 2028-07-01 | No | 4 | M | Direct |
34,508 | 2023-05-15 | 2029-07-01 | No | 4 | M | Direct |
Footnotes
- The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 15, 2022.
- Restricted Stock Units convert into common stock on a one-for-one basis.
- On July 1, 2021, the reporting person was granted 36,100 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.
- On July 1, 2022, the reporting person was granted 46,010 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2023 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.