Home > Insider Trading > Filing (0001275168-23-000096)

Filing Details

Accession Number:: 0001275168-23-000096
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-17 10:03:23
Reporting Period:: 2023-05-15

Accepted Time:: 2023-05-17 10:03:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1275168	Five Star Bancorp	FSBC	State Commercial Banks (6022)	753100966

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1855823	Eugene Larry Allbaugh	C/O Five Star Bancorp 3100 Zinfandel Drive, Suite 100 Rancho Cordova CA 95670		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-05-15	10,000	$18.33	895,835	No	4	P	Indirect	OAT Trustee
Common Stock	Acquisiton	2023-05-15	2,308	$18.19	10,000	No	4	P	Indirect	Buzz Oates LLC Affiliate

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	OAT Trustee
No	4	P	Indirect	Buzz Oates LLC Affiliate

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	410,695	Indirect	K Oates-Fairrington QSST Trustee
Common Stock	410,695	Indirect	P Oates QSST Trustee
Common Stock	410,695	Indirect	M Applegate QSST Trustee
Common Stock	410,695	Indirect	J Oates-Holt QSST Trustee
Common Stock	476,886	Indirect	By self as Trustee

Footnotes

As trustee of this trust, Mr. Allbaugh has voting and dispositive power over these shares and may be deemed to be the indirect beneficial owner of such shares for purposes of Section 16. However, Mr. Allbaugh is not the beneficiary of this trust. Accordingly, Mr. Allbaugh disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Allbaugh is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Shares are held by the Oates Administrative Trust, for which Mr. Allbaugh serves as a trustee.
Reflects an adjustment of 7,692 additional shares identified through a regular review process of all entities that hold shares where Mr. Allbaugh is affiliated and for which Mr. Allbaugh may be deemed to be the indirect beneficial owner for purposes of Section 16. These shares were previously reported as being held by other entities with which Mr. Allbaugh is affiliated, and the applicable total reflects an adjustment of fewer shares held by such entities. As a result, there was no change to the total number of shares held by Mr. Allbaugh for this adjustment.
Shares are held by Buzz Oates LLC, of which Mr. Allbaugh has significant influence. Mr. Allbaugh disclaims beneficial ownership of the shares held by Buzz Oates LLC.
Reflects an adjustment of 1,923 fewer shares identified through a regular review process of all entities that hold shares where Mr. Allbaugh is affiliated and for which Mr. Allbaugh may be deemed to be the indirect beneficial owner for purposes of Section 16. These shares are now reported as being held by Buzz Oates LLC, with which Mr. Allbaugh is affiliated, and the applicable total reflects an adjustment of additional shares by Buzz Oates LLC. As a result, there was no change to the total number of shares held by Mr. Allbaugh for this adjustment.
Shares are held by the QSST Subtrust of the Kathryn Oates-Fairrington Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
Shares are held by the QSST Subtrust of the Philip D. Oates Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
Shares are held by the QSST Subtrust of the Marvilyn E. Applegate Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
Shares are held by the QSST Subtrust of the Judy Oates-Holt Irrevocable Trust, dated December 16, 2009, for which Mr. Allbaugh serves as trustee.
Includes 1,262 unvested shares granted pursuant to the Five Star Bancorp 2021 Equity Incentive Plan with all shares scheduled to vest on December 31, 2023, provided the reporting person, Mr. Allbaugh, remains as a director with Five Star Bancorp on that date.
Shares are held by the Larry and Laura Allbaugh Living Trust dated November 5, 1997, for which Mr. Allbaugh serves as a trustee.