Filing Details
- Accession Number:
- 0001127602-23-015775
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-16 17:20:17
- Reporting Period:
- 2023-05-15
- Accepted Time:
- 2023-05-16 17:20:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628590 | W David Gibbs | 7100 Corporate Drive Plano TX 75024 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-15 | 3,066 | $50.22 | 60,391 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-05-15 | 1,112 | $138.51 | 59,279 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2023-05-15 | 1,954 | $138.90 | 57,325 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2023-05-15 | 3,085 | $50.22 | 60,410 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-05-15 | 1,119 | $138.51 | 59,291 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2023-05-15 | 1,966 | $138.90 | 57,325 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2023-05-15 | 3,066 | $0.00 | 3,066 | $50.22 |
| Common Stock | Stock Appreciation Right | Disposition | 2023-05-15 | 3,085 | $0.00 | 3,085 | $50.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 24,520 | 2015-02-05 | 2024-02-05 | No | 4 | M | Direct |
| 27,712 | 2019-02-05 | 2024-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 39,499 | Indirect | Trust - DWG |
| Common Stock | 26,394 | Indirect | Trust SJG |
Footnotes
- Pursuant to 10b5-1 Plan that was adopted February 24, 2023.
- Pursuant to 10b5-1 Plan that was adopted February 24, 2023.
- Pursuant to 10b5-1 Plan that was adopted February 24, 2023.
- Pursuant to 10b5-1 Plan that was adopted February 24, 2023.
- Pursuant to 10b5-1 Plan that was adopted February 24, 2023.
- Pursuant to 10b5-1 Plan that was adopted February 24, 2023.
- Vesting occurs on a quarterly basis beginning one year from grant date.
Billionaire Hedge Funds
