Home > Insider Trading > Filing (0001209191-23-029803)

Filing Details

Accession Number:: 0001209191-23-029803
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-16 16:27:49
Reporting Period:: 2023-05-12

Accepted Time:: 2023-05-16 16:27:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1320854	Freightcar America Inc.	RAIL	Railroad Equipment (3743)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1713182	R James Meyer	125 South Wacker Drive Suite 1500 Chicago IL 60606	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2023-05-12	15,251	$2.78	622,766	No	4	P	Direct
Common Stock	Acquisiton	2023-05-12	4,900	$2.85	4,900	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2023-05-15	12,427	$2.95	17,327	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option	$3.22	2033-01-06	188,585	188,585	Direct
Common Stock	Employee Stock Option	$3.82	2032-01-17	161,402	161,402	Direct
Common Stock	Employee Stock Option	$3.81	2031-01-28	113,276	113,276	Direct
Common Stock	Employee Stock Option	$2.38	2031-01-05	750,000	750,000	Direct
Common Stock	Employee Stock Appreciation Right	$1.66	2030-01-24	332,005	332,005	Direct
Common Stock	Employee Stock Option	$7.41	2029-01-14	72,959	72,959	Direct
Common Stock	Employee Stock Option	$16.66	2028-01-12	33,025	33,025	Direct
Common Stock	Employee Stock Option	$16.44	2027-07-31	350,000	350,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2033-01-06	188,585	188,585	Direct
2032-01-17	161,402	161,402	Direct
2031-01-28	113,276	113,276	Direct
2031-01-05	750,000	750,000	Direct
2030-01-24	332,005	332,005	Direct
2029-01-14	72,959	72,959	Direct
2028-01-12	33,025	33,025	Direct
2027-07-31	350,000	350,000	Direct

Footnotes

Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.75 to $2.85. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
The securities are owned by Cinci-Cebu, Inc. James Meyer owns 100% of Cinci-Cebu, Inc. and is deemed to beneficially own all of the securities owned by Cinci-Cebu, Inc.
Constitutes the weighted average purchase price for multiple transactions reported on this line having prices per share ranging from $2.88 to $3.00. The Reporting Person will provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding each separate transaction.
On January 6, 2023, the recipient was granted 188,585 options which will vest in three equal annual installments beginning on January 6, 2024.
On January 17, 2022, the recipient was granted 161,402 options. 54,876 options are fully vested and currently exercisable. 53,263 options will vest on January 17, 2024 and 53,263 options will vest on January 17, 2025.
On January 28, 2021, the recipient was granted 113,276 options. 78,394 options are fully vested and currently exercisable and 37,382 options will vest on January 28, 2024.
On January 5, 2021, the recipient was granted 750,000 cash-settled stock appreciation rights. 502,500 cash-settled stock appreciation rights are fully vested and currently exercisable and 247,500 cash-settled stock appreciation rights will vest on January 5, 2024.
On January 24, 2020 the recipient was granted 332,005 cash-settled stock appreciation rights which are fully vested and currently exercisable.
On January 14, 2019, the recipient was granted 72,959 options which are fully vested and currently exercisable.
On January 12, 2018, the recipient was granted 33,025 options which are fully vested and currently exercisable.
On July 31, 2017, the recipient was granted 350,000 options. The options vest and become exercisable based on a trailing 90-consecutive calendar day average closing price of one share of the Issuer's common stock (the "Stock Price") in the following proportions, provided the option holder remains continuously employed by the Issuer until the applicable vesting date: 34% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $5.00 per share above the exercise price, an additional 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $10.00 per share above the exercise price and the final 33% of the shares subject to the option vest on the date the Stock Price is equal to or greater than $15.00 per share above the exercise price.