Filing Details
- Accession Number:
- 0001822966-23-000110
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-16 16:08:56
- Reporting Period:
- 2023-05-12
- Accepted Time:
- 2023-05-16 16:08:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1822966 | Nuscale Power Corp | SMR | Fabricated Plate Work (Boiler Shops) (3443) | 852715384 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1912917 | Chris Colbert | 6650 Sw Redwood Lane, Suite 210 Portland OR 97224 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2023-05-12 | 10,894 | $8.30 | 10,894 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2023-05-15 | 5,878 | $8.27 | 5,016 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2023-05-15 | 10,893 | $8.30 | 15,909 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Unit | Disposition | 2023-05-12 | 10,894 | $0.00 | 10,894 | $0.00 |
Class A Common Stock | Restricted Stock Unit | Disposition | 2023-05-15 | 10,893 | $0.00 | 10,893 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
168,573 | No | 4 | M | Direct | ||
157,680 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
- On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023.