Filing Details

Accession Number:
0001822966-23-000110
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-16 16:08:56
Reporting Period:
2023-05-12
Accepted Time:
2023-05-16 16:08:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1822966 Nuscale Power Corp SMR Fabricated Plate Work (Boiler Shops) (3443) 852715384
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1912917 Chris Colbert 6650 Sw Redwood Lane, Suite 210
Portland OR 97224
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-05-12 10,894 $8.30 10,894 No 4 M Direct
Class A Common Stock Disposition 2023-05-15 5,878 $8.27 5,016 No 4 S Direct
Class A Common Stock Acquisiton 2023-05-15 10,893 $8.30 15,909 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2023-05-12 10,894 $0.00 10,894 $0.00
Class A Common Stock Restricted Stock Unit Disposition 2023-05-15 10,893 $0.00 10,893 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
168,573 No 4 M Direct
157,680 No 4 M Direct
Footnotes
  1. The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
  2. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
  3. On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023.