Filing Details

Accession Number:
0000950170-23-022461
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-16 16:06:22
Reporting Period:
2023-05-12
Accepted Time:
2023-05-16 16:06:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1704711 Funko Inc. FNKO Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1926483 David Andrew Oddie C/O Funko, Inc.
2802 Wetmore Avenue
Everett WA 98201
Chief Revenue Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2023-05-12 19,323 $0.00 54,318 No 4 M Direct
Class A Common Stock Disposition 2023-05-15 9,588 $11.19 44,730 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2023-05-12 19,323 $0.00 19,323 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,648 No 4 M Direct
Footnotes
  1. Restricted stock units convert into Class A Common Stock on a one-for-one basis.
  2. Shares were sold to cover taxes upon the vesting of restricted stock units on May 12, 2023 pursuant to a sell to cover instruction.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.04 to $11.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The total number of Class A shares reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
  5. On May 12, 2022, the Reporting Person was granted 57,971 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.