Home > Insider Trading > Filing (0001213900-23-040165)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1630805	Babcock & Wilcox Enterprises Inc.	BW	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1207269	R Bryant Riley	C/O B. Riley Financial, Inc. 21255 Burbank Blvd, Suite 400 Woodland Hills CA 91367	No	No	Yes	No
1464790	B. Riley Financial, Inc.	11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025	No	No	Yes	No
1505748	B. Riley Securities, Inc.	11100 Santa Monica Blvd Suite 800 Los Angeles CA 90025	No	No	Yes	No
1880803	Brf Investments, Llc	11100 Santa Monica Blvd. Suite 800 Los Angeles CA 90025	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	Acquisiton	2023-05-12	75,000	$5.43	371,788	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2023-05-15	22,179	$5.48	393,967	No	4	P	Direct
Common Stock, $0.01 Par Value Per Share	Acquisiton	2023-05-15	2,342	$5.48	36,075	No	4	P	Indirect	By Bryant R. Riley, as UTMA custodian for Abigail Riley
Common Stock, $0.01 Par Value Per Share	Acquisiton	2023-05-15	2,193	$5.48	35,926	No	4	P	Indirect	By Bryant R. Riley, as UTMA custodian for Charlie Riley
Common Stock, $0.01 Par Value Per Share	Acquisiton	2023-05-15	2,188	$5.48	33,935	No	4	P	Indirect	By Bryant R. Riley, as UTMA custodian for Susan Riley
Common Stock, $0.01 Par Value Per Share	Acquisiton	2023-05-15	2,188	$5.48	35,923	No	4	P	Indirect	By Bryant R. Riley, as UTMA custodian for Eloise Riley

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Indirect	By Bryant R. Riley, as UTMA custodian for Abigail Riley
No	4	P	Indirect	By Bryant R. Riley, as UTMA custodian for Charlie Riley
No	4	P	Indirect	By Bryant R. Riley, as UTMA custodian for Susan Riley
No	4	P	Indirect	By Bryant R. Riley, as UTMA custodian for Eloise Riley

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value Per Share	37,353	Indirect	Held in Bryant R. Riley's 401(k) account
Common Stock, $0.01 Par Value Per Share	7,444,465	Indirect	By B. Riley Securities, Inc.
Common Stock, $0.01 Par Value Per Share	19,844,174	Indirect	By BRF Investments, LLC

Footnotes

This Form 4 is being filed jointly by B. Riley Financial, Inc., a Delaware corporation ("BRF"), B. Riley Securities, Inc., a Delaware corporation ("BRS"), BRF Investments, LLC, a Delaware corporation ("BRFI"), and Bryant R. Riley.
BRF is the parent company of BRS and BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRS and BRFI.
Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRS and BRFI. Each of BRF, BRS, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
Represents shares held directly by Bryant R. Riley.
Represents 4,587,934 shares of Common Stock previously held by BRS and subsequently transferred to BRFI.