Filing Details
- Accession Number:
- 0001209191-23-029636
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-16 06:05:09
- Reporting Period:
- 2023-05-11
- Accepted Time:
- 2023-05-16 06:05:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1786108 | Trinity Capital Inc. | TRIN | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1796793 | Louis Steve Brown | C/O Trinity Capital Inc. 1 N. 1St Street, 3Rd Floor Phoenix AZ 85004 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-11 | 3,700 | $11.55 | 639,576 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2023-05-11 | 670 | $11.56 | 540,746 | No | 4 | P | Indirect | By The Steven and Patricia Brown Family Trust, dated March 19, 1998 |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By The Steven and Patricia Brown Family Trust, dated March 19, 1998 |
Footnotes
- Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.
Billionaire Hedge Funds
