Filing Details
- Accession Number:
- 0001290677-23-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-15 21:20:41
- Reporting Period:
- 2023-05-12
- Accepted Time:
- 2023-05-15 21:20:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1290677 | Turning Point Brands Inc. | TPB | Tobacco Products (2100) | 133961898 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1616437 | Edward David Glazek | 5201 Interchange Way Louisville KY 40229 | Executive Chairman | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-15 | 5,000 | $20.92 | 68,973 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Acquisiton | 2023-05-12 | 77,519 | $0.00 | 77,519 | $20.71 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 77,519 | 2033-05-12 | No | 4 | A | Direct |
Footnotes
- The total reported in Column 5 includes 40,000 RSUs and 28,973 shares of Common Stock.
- 2. Options granted under the Turning Point Brands, Inc. 2021 Equity Incentive Plan. The options vest and become exercisable as to 25% of the underlying shares on the last day of each calendar quarter of the 2023 calendar year.
Billionaire Hedge Funds
