Filing Details
- Accession Number:
- 0001209191-23-029588
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-15 17:48:48
- Reporting Period:
- 2023-05-11
- Accepted Time:
- 2023-05-15 17:48:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1786108 | Trinity Capital Inc. | TRIN | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1796795 | Steven Kyle Brown | C/O Trinity Capital Inc. 1 N. 1St Street, 3Rd Floor Phoenix AZ 85004 | President And Cio | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-05-11 | 2,148 | $11.61 | 48,288 | No | 4 | P | Indirect | By The Kyle and Amy Brown Family Trust, dated February 4, 2019 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By The Kyle and Amy Brown Family Trust, dated February 4, 2019 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,825 | Indirect | By KBIZ Corp., which Mr. K. Brown solely owns and controls |
Common Stock | 840,507 | Direct |
Footnotes
- Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.
- Includes (1) 156,069 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023; and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021
- Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.