Filing Details
- Accession Number:
- 0001415889-23-007918
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-12 17:42:27
- Reporting Period:
- 2023-05-11
- Accepted Time:
- 2023-05-12 17:42:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1849867 | Catalyst Bancorp Inc. | CLST | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1318329 | B Joseph Zanco | C/O Catalyst Bancorp Inc 235 N Court St Opelousas LA 70570 | President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-11 | 100 | $9.43 | 5,100 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2023-05-11 | 100 | $9.46 | 5,200 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2023-05-11 | 1,200 | $9.49 | 6,400 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2023-05-11 | 901 | $9.50 | 7,301 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2023-05-12 | 125 | $9.75 | 7,426 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 31,160 | Direct | |
| Common Stock | 15,000 | Indirect | By Spouse |
| Common Stock | 727 | Indirect | By 401(k) Plan |
| Common Stock | 2,467 | Indirect | By ESOP |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $13.30 | 2023-09-01 | 2032-09-01 | 52,900 | 52,900 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2032-09-01 | 52,900 | 52,900 | Direct |
Footnotes
- Includes 21,160 shares granted pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
- Includes shares acquired in the Catalyst Bank 401(k) Plan since the last filed Form 4, based on a report dated April 28, 2023.
- Includes shares allocated to the reporting person's account in the ESOP as of December 31, 2022.
- The options vest at a rate of 20% per year commencing on September 1, 2023.
Billionaire Hedge Funds
