Filing Details
- Accession Number:
- 0000099780-11-000062
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-01 16:41:16
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-01
- Accepted Time:
- 2011-07-01 16:41:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 99780 | Trinity Industries Inc | NYSE/TRN | Railroad Equipment (3743) | 750225040 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1222591 | J Ronald Gafford | 2525 Stemmons Freeway Dallas TX 75207 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-06-30 | 3,750 | $18.94 | 3,750 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-06-30 | 3,750 | $17.94 | 7,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-06-30 | 7,500 | $34.88 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Trinity Phantom Stock Units | Acquisiton | 2011-06-30 | 524 | $34.88 | 524 | $0.00 |
| Common Stock | Stock Option (right-to-buy) | Disposition | 2011-06-30 | 3,750 | $0.00 | 3,750 | $18.94 |
| Common Stock | Stock Option (right-to-buy) | Disposition | 2011-06-30 | 3,750 | $0.00 | 3,750 | $17.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,215 | No | 4 | A | Direct | ||
| 0 | 2014-05-10 | No | 4 | M | Direct | |
| 0 | 2015-05-09 | No | 4 | M | Direct |
Footnotes
- The Trinity Phantom Stock Units were accrued under the Trinity Industries, Inc. Deferred Plan for Directors Fees. Stock units are converted at "1 - for - 1" (a rate of one stock unit per one share of Trinity common stock). Settlement of the account will be in cash after the reporting person's retirement.
- Option Term is Ten Years. Options vest on the grant date.
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