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Filing Details

Accession Number:: 0001586637-23-000012
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-12 17:08:31
Reporting Period:: 2023-05-10

Accepted Time:: 2023-05-12 17:08:31
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1583708	Sentinelone Inc.	S	Services-Prepackaged Software (7372)	990385461

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1586637	J. David Bernhardt	C/O Sentinelone, Inc. 444 Castro Street, Suite 400 Mountain View CA 94041	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2023-05-10	1,538	$3.02	390,110	No	4	C	Direct
Class A Common Stock	Disposition	2023-05-10	1,538	$17.66	388,572	No	4	S	Direct
Class A Common Stock	Acquisiton	2023-05-11	1,538	$3.02	390,110	No	4	C	Direct
Class A Common Stock	Disposition	2023-05-11	1,538	$17.94	388,572	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (right to buy)	Disposition	2023-05-10	1,538	$0.00	1,538	$3.02
Class A Common Stock	Class B Common Stock	Acquisiton	2023-05-10	1,538	$0.00	1,538	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-05-10	1,538	$0.00	1,538	$0.00
Class B Common Stock	Stock Option (right to buy)	Disposition	2023-05-11	1,538	$0.00	1,538	$3.02
Class A Common Stock	Class B Common Stock	Acquisiton	2023-05-11	1,538	$0.00	1,538	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2023-05-11	1,538	$0.00	1,538	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,039,940	2030-10-01	No	4	M	Direct
1,538		No	4	M	Direct
0		No	4	C	Direct
2,038,402	2030-10-01	No	4	M	Direct
1,538		No	4	M	Direct
0		No	4	C	Direct

Footnotes

Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2022.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.63 to $17.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.93 to $17.95, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
Certain of the shares are subject to forfeiture to the Issuer if underlying vesting conditions are not met.
25% of the award vested on September 8, 2021, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.
Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO,
(continued from footnote 7) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of the reporting person.