Filing Details

Accession Number:
0000936528-23-000133
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-12 13:34:58
Reporting Period:
2023-05-11
Accepted Time:
2023-05-12 13:34:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
936528 Washington Federal Inc WAFD National Commercial Banks (6021) 911661606
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1789994 James Endrizzi 425 Pike Street
Seattle WA 98101
Evp & Chief Commercial Banker No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Depositary Shares Of Series A Preferred Stock Acquisiton 2023-05-11 748 $13.31 748 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 115,734 Direct
Common Stock 211 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $28.16 2018-10-31 2028-10-28 695 695 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-10-28 695 695 Direct
Footnotes
  1. Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").
  2. 66,225 shares of this total represents stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person based on a stock price of $31.71 per share. The stock units vest increasingly upon the reporting owner's retirement age as follows: 0% prior to retirement age of 62, 80% at age of 62, 90% at age 63, and 100% at age of 64. The stock units will be settled in shares of WAFD common stock in accordance with the terms of the SERP.