Filing Details
- Accession Number:
- 0000040545-23-000143
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-12 08:59:32
- Reporting Period:
- 2023-05-10
- Accepted Time:
- 2023-05-12 08:59:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40545 | General Electric Co | GE | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 140689340 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1763642 | Scott Strazik | General Electric Company 5 Necco Street Boston MA 02210 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-10 | 31,848 | $0.00 | 52,301 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-10 | 19,902 | $0.00 | 72,203 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-10 | 76,731 | $0.00 | 148,934 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-10 | 29,746 | $0.00 | 178,680 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-10 | 9,334 | $0.00 | 188,014 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2023-05-10 | 41,908 | $0.00 | 229,922 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2023-05-10 | 173,873 | $99.56 | 56,049 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-05-10 | 31,848 | $0.00 | 31,848 | $88.41 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-05-10 | 19,902 | $0.00 | 19,902 | $88.41 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-05-10 | 76,731 | $0.00 | 76,731 | $46.59 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-05-10 | 29,746 | $0.00 | 29,746 | $66.59 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-05-10 | 9,334 | $0.00 | 9,334 | $59.60 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2023-05-10 | 41,908 | $0.00 | 41,908 | $73.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2028-03-19 | No | 4 | M | Direct | |
| 0 | 2028-03-19 | No | 4 | M | Direct | |
| 0 | 2028-12-21 | No | 4 | M | Direct | |
| 0 | 2029-03-19 | No | 4 | M | Direct | |
| 0 | 2029-04-11 | No | 4 | M | Direct | |
| 0 | 2030-03-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,580 | Indirect | 401(k) |
| Common Stock | 5,239 | Indirect | Spouse's 401(k) |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $99.27 to $99.85, inclusive, in order to cover the option exercise price and relevant taxes . The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- The Employee Stock Options became exercisable in three equal installments, each on the first, second and third anniversary of the grant date.
- The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date.
Billionaire Hedge Funds
