Filing Details
- Accession Number:
- 0000897069-23-000429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-10 16:50:00
- Reporting Period:
- 2023-05-08
- Accepted Time:
- 2023-05-10 16:50:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1287213 | Douglas Dynamics Inc | PLOW | Construction Machinery & Equip (3531) | 134275891 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489527 | L James Janik | C/O Douglas Dynamics, Inc. 11270 W. Park Place, Suite 300 Milwaukee WI 53224 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-08 | 506 | $26.92 | 111,368 | No | 4 | P | Indirect | James L. and Susan S. Janik Revocable Trust |
| Common Stock | Acquisiton | 2023-05-09 | 2,565 | $26.99 | 113,933 | No | 4 | P | Indirect | James L. and Susan S. Janik Revocable Trust |
| Common Stock | Acquisiton | 2023-05-10 | 6,929 | $26.99 | 120,862 | No | 4 | P | Indirect | James L. and Susan S. Janik Revocable Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | James L. and Susan S. Janik Revocable Trust |
| No | 4 | P | Indirect | James L. and Susan S. Janik Revocable Trust |
| No | 4 | P | Indirect | James L. and Susan S. Janik Revocable Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 9,880 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $26.905 to $26.930. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The amount of securities beneficially owned following the reported transaction reflects the reporting person's indirect ownership of the reported number of shares through the James L. and Susan S. Janik Revocable Trust, as well as a reconciling adjustment of one share and a fraction. The shares held through the trust were transferred from direct ownership by the reporting person to the trust in exempt transactions.
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