Filing Details

Accession Number:
0000899243-23-012504
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-10 16:37:26
Reporting Period:
2023-05-08
Accepted Time:
2023-05-10 16:37:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1049502 Mks Instruments Inc MKSI Industrial Instruments For Measurement, Display, And Control (3823) 042277512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475444 Tc Group Cayman Investment Holdings, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004-2505
No No Yes No
1527166 Carlyle Group Inc. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004-2505
No No Yes No
1548629 L.l.c. Gp Ii Holdings Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004-2505
No No Yes No
1548630 L.l.c. Ii Holdings Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004-2505
No No Yes No
1548636 L.p. Sub Holdings Investment Cayman Group Tc C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004-2505
No No Yes No
1790577 L.l.c. Holdings Subsidiary Cg C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004-2505
No No Yes No
1838774 Tc Group Vi Cayman, L.l.c. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004-2505
No No Yes No
1838781 Tc Group Vi Cayman, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004-2505
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2023-05-08 2,000,000 $86.13 6,482,732 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. Following the transactions reported herein, includes (i) 3,958,719 shares held by Carlyle Partners VI Cayman Holdings, L.P., (ii) 1,726,956 shares held by CEP IV Participations, S.a r.l. SICAR and (iii) 797,057 shares held by Gamma Holding Company Limited.
  2. The Carlyle Group Inc., which is a publicly traded entity listed on Nasdaq, is the sole member of Carlyle Holdings II GP L.L.C., which is the managing member of Carlyle Holdings II L.L.C., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of TC Group VI Cayman, L.L.C., which is the general partner of TC Group VI Cayman, L.P., which is the general partner of Carlyle Partners VI Cayman Holdings, L.P.
  3. TC Group Cayman Investment Holdings Sub L.P. is also the sole shareholder of CEP IV Managing GP Holdings, Ltd. and the sole member of CAP IV, L.L.C. CEP IV Managing GP Holdings, Ltd. is the general partner of CEP IV Managing GP, L.P., which is the managing general partner of Carlyle Europe Partners IV, L.P., which is the majority shareholder of CEP IV Participations, S.a r.l. SICAR. CAP IV, L.L.C. is the general partner of CAP IV General Partner, L.P., which is the general partner of Carlyle Asia Partners IV, L.P., which is the majority shareholder of Gamma Holding Company Limited.
  4. Accordingly, each of these entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VI Cayman Holdings, L.P., CEP IV Participations, S.a r.l. SICAR and Gamma Holding Company Limited. Each of them disclaims beneficial ownership of such securities.