Filing Details
- Accession Number:
- 0001213900-23-037294
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-08 14:54:24
- Reporting Period:
- 2023-05-04
- Accepted Time:
- 2023-05-08 14:54:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1377936 | Saratoga Investment Corp. | SAR | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1349483 | L Christian Oberbeck | C/O Saratoga Investment Corp. 535 Madison Avenue New York, NY 10022 | Ceo, Director And President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2023-05-04 | 2,000 | $23.81 | 689,775 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 217,774 | Indirect | By CLO Partners LLC |
| Common Stock | 40,923 | Indirect | By children |
| Common Stock | 1,318 | Indirect | By wife |
Billionaire Hedge Funds
