Filing Details

Accession Number:
0001213900-23-037294
Form Type:
4
Zero Holdings:
No
Publication Time:
2023-05-08 14:54:24
Reporting Period:
2023-05-04
Accepted Time:
2023-05-08 14:54:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1377936 Saratoga Investment Corp. SAR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1349483 L Christian Oberbeck C/O Saratoga Investment Corp.
535 Madison Avenue
New York, NY 10022
Ceo, Director And President Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2023-05-04 2,000 $23.81 689,775 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 217,774 Indirect By CLO Partners LLC
Common Stock 40,923 Indirect By children
Common Stock 1,318 Indirect By wife