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Filing Details

Accession Number:: 0001062993-23-010402
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2023-05-08 14:04:58
Reporting Period:: 2023-05-04

Accepted Time:: 2023-05-08 14:04:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
49071	Humana Inc	HUM	Hospital & Medical Service Plans (6324)	610647538

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1782445	M Susan Diamond	Humana Inc. 500 West Main Street Louisville KY 40202	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Humana Common	Acquisiton	2023-05-04	1,508	$376.61	6,226	No	4	M	Direct
Humana Common	Acquisiton	2023-05-04	1,148	$350.79	7,374	No	4	M	Direct
Humana Common	Acquisiton	2023-05-04	713	$350.79	8,087	No	4	M	Direct
Humana Common	Disposition	2023-05-04	2,656	$526.02	5,431	No	4	S	Direct
Humana Common	Disposition	2023-05-04	1,500	$526.75	3,931	No	4	S	Direct
Humana Common	Disposition	2023-05-04	100	$0.00	3,831	No	4	G	Direct
Humana Common	Disposition	2023-05-05	700	$0.00	3,131	No	4	J	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	G	Direct
No	4	J	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Humana Common	Options	Disposition	2023-05-04	1,861	$0.00	1,861	$350.79
Humana Common	Options	Disposition	2023-05-04	1,508	$0.00	1,508	$376.61

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2027-02-24	No	4	M	Direct
1,508		2028-02-22	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Humana Common	2,145	Indirect	See Footnote

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Humana Common	Options	$428.68	2028-08-01	3,793	3,793	Direct
Humana Common	Options	$425.06	2029-02-21	5,562	5,562	Direct
Humana Common	Options	$510.24	2030-02-24	6,810	6,810	Direct
Humana Common	Restricted Stock Units	$0.00		367	367	Direct
Humana Common	Restricted Stock Units	$0.00		622	622	Direct
Humana Common	Restricted Stock Units	$0.00		1,024	1,024	Direct
Humana Common	Restricted Stock Units	$0.00		1,764	1,764	Direct
Humana Common	Phantom Stock Units	$0.00		321	321	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2028-08-01	3,793	3,793	Direct
2029-02-21	5,562	5,562	Direct
2030-02-24	6,810	6,810	Direct
	367	367	Direct
	622	622	Direct
	1,024	1,024	Direct
	1,764	1,764	Direct
	321	321	Indirect

Footnotes

Shares held for the benefit of the reporting person as of April 30, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25.
Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.
Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24.
Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
Phantom Stock Units held for the benefit of reporting person as of April 30, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price.
Price reported is weighted average sales price.
All shares sold at price reported.
Reporting person made a gift/charitable donation, effective May 4, 2023, in which no value was received in return.
Reporting person transferred a total of 700 shares of direct ownership on May 5, 2023 pursuant to a Domestic Relations Order.