Filing Details
- Accession Number:
- 0001640147-23-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-05 19:18:32
- Reporting Period:
- 2023-05-03
- Accepted Time:
- 2023-05-05 19:18:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1640147 | Snowflake Inc. | SNOW | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1397798 | Dennis John Mcmahon | C/O Snowflake Inc. 106 East Babcock Street, Suite 3A Bozeman MT 59715 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2023-05-03 | 10,000 | $0.07 | 163,902 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2023-05-03 | 10,000 | $144.07 | 153,902 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2023-05-03 | 10,000 | $0.00 | 10,000 | $0.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 30,000 | 2023-09-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 151,188 | Indirect | Trust |
| Class A Common Stock | 125,737 | Indirect | Trust |
Footnotes
- The exercise and sale reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- Includes shares to be issued in connection with the vesting of one or more restricted stock units.
- The shares are held by The John McMahon Software Irrevocable Trust for which the Reporting Person's immediate family members are the beneficiaries.
- The shares are held by the John McMahon 1995 Family Trust for which the Reporting Person is a trustee.
- The shares subject to the option are fully vested and immediately exercisable.
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