Filing Details
- Accession Number:
- 0001209191-11-037139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-01 14:39:56
- Reporting Period:
- 2011-06-29
- Filing Date:
- 2011-07-01
- Accepted Time:
- 2011-07-01 14:39:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1174746 | Intercontinentalexchange Inc | ICE | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343882 | C Jeffrey Sprecher | 2100 Riveredge Parkway Suite 500 Atlanta GA 30328 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-06-29 | 37,200 | $124.37 | 1,320,141 | No | 4 | S | Indirect | CPEX |
Common Stock | Disposition | 2011-06-29 | 8,800 | $124.98 | 1,311,341 | No | 4 | S | Indirect | CPEX |
Common Stock | Disposition | 2011-06-29 | 1,250 | $124.90 | 26,139 | No | 4 | S | Indirect | By spouse |
Common Stock | Acquisiton | 2011-06-29 | 287 | $80.17 | 26,426 | No | 4 | M | Indirect | By spouse |
Common Stock | Disposition | 2011-06-29 | 200 | $0.00 | 26,226 | No | 4 | G | Indirect | By spouse |
Common Stock | Disposition | 2011-06-29 | 8,078 | $124.39 | 222,880 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-06-29 | 1,300 | $125.02 | 221,580 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-06-29 | 9,378 | $8.00 | 230,958 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-06-29 | 959 | $104.23 | 231,917 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-06-29 | 500 | $0.00 | 231,417 | No | 4 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | CPEX |
No | 4 | S | Indirect | CPEX |
No | 4 | S | Indirect | By spouse |
No | 4 | M | Indirect | By spouse |
No | 4 | G | Indirect | By spouse |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | G | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-29 | 9,378 | $0.00 | 9,378 | $8.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-29 | 959 | $0.00 | 959 | $104.23 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-06-29 | 287 | $0.00 | 287 | $80.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-12-11 | No | 4 | M | Direct | |
36,802 | 2016-12-22 | No | 4 | M | Direct | |
1,764 | 2018-12-16 | No | 4 | M | Indirect |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
- These shares are beneficially owned directly by CPEX. Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns shares directly and indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
- As previously reported, the reporting person also indirectly owns 1,311,341 shares that are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.
- The transaction reported in this Form 4 was effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The trading plan was adopted in May 2011. This transaction involved a gift of 200 shares of the Issuer's Common Stock by the reporting person to a charity.
- As previously reported, the reporting person also indirectly owns 1,311,341 shares that are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). The reporting person beneficially owns 100% of the equity interest in CPEX. In addition, as previously reported, the reporting person also indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
- The transaction reported in this Form 4 was effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The trading plan was adopted in May 2011. This transaction involved a gift of 500 shares of the Issuer's Common Stock by the reporting person to a charity.
- These options are fully vested.