Filing Details
- Accession Number:
- 0001209191-23-027765
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2023-05-05 17:00:57
- Reporting Period:
- 2023-05-04
- Accepted Time:
- 2023-05-05 17:00:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1609065 | Pathfinder Bancorp Inc. | PBHC | State Commercial Banks (6022) | 383941859 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1679604 | Walter Rusnak | 214 West First Street Oswego NY 13126 | Senior Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2023-05-04 | 2,000 | $12.73 | 31,000 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 33,466 | Direct | |
Common Stock | 3,856 | Indirect | ESOP |
Common Stock | 9,801 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $10.37 | 2021-10-28 | 2030-10-28 | 38,075 | 38,075 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2030-10-28 | 38,075 | 38,075 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $12.92 to $12.795. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.