Filing Details
- Accession Number:
- 0001225208-11-017054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-07-01 14:33:54
- Reporting Period:
- 2011-06-30
- Filing Date:
- 2011-07-01
- Accepted Time:
- 2011-07-01 14:33:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001288 | Lexmark International Inc | LXK | Computer & Office Equipment (3570) | 061308215 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1018624 | R Stephen Hardis | One Lexmark Centre Drive 740 West New Circle Road Lexington KY 40550 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-06-30 | 2,804 | $0.00 | 73,400 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2011-06-30 | 6 | $29.01 | 73,394 | No | 4 | D | Direct | |
Class A Common Stock | Acquisiton | 2011-07-01 | 728 | $29.45 | 74,122 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Deferred Stock Units | Disposition | 2011-06-30 | 2,804 | $0.00 | 2,804 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-06-30 | 2011-06-30 | No | 4 | M | Direct |
Footnotes
- Cash settlement of fractional shares.
- 12,040 of these securities are RSUs which were granted to theReporting Person as follows: 5,559 RSUs on April 23, 2009, 2,569 RSUs on April 22, 2010, and 3,912 RSUs on April 28, 2011.
- 1-for-1
- The deferred stock units were accrued under the Lexmark International, Inc. 2005 Nonemployee Director Stock Plan, are fully vested at all times and, unless further deferred, are entitled to be settled on June 30th of the fifth year following the year of grant.